MiFID II for Asset Managers: Threat or Opportunity?
The European Union (EU) MiFID II regulations, which come into effect in January 2018, will have a huge impact on the asset management industry. But many managers do not yet have the technological solutions to comply and thrive in the new regime and software providers expect a capacity crunch as investment houses rush to prepare.
In this white paper, we look at:
- Compliance cost
- Effects of non-preparedness
- Impact areas
- Trade and transaction reporting
- Investor protection
- Communications monitoring
- Technology markets
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